Shareholding Disclosure Compliance SME

End date

Friday 10 May 2024

Salary range

£80,206 - £94,360

We support agile working

Click here for more information on agile working options.

Agile Working Options

Hybrid Working

Job description

• JOB TITLE: Shareholding Disclosure Compliance SME (6 Month FTC, potential to extend to 12 months)
• LOCATIONS: Bristol, Cardiff, Chester, Edinburgh, Halifax or Leeds
• HOURS: Full Time
• WORKING PATTERN: Hybrid, 40% (or two days) in an office site.

Shareholding disclosure rules require the monitoring and reporting of share and derivative holdings in other companies to UK or Overseas Regulators and to issuers once holdings meet certain thresholds.

Lloyds Banking Group's Legal & Secretariat team is seeking a subject matter expert with specific knowledge of the UK DTRs, and ideally those of key foreign jurisdictions, to support our operations and planned process improvements.

What We Need From You

• Interpretation of Shareholding Disclosure regulation
• Quality assure others' Shareholding Disclosure interpretation work
• Assess clients' corporate structure and its relevance to Shareholding Disclosure regulation
• Analyse market data in accordance with its relevance to Shareholding Disclosure regulation
• Regulation rule change analysis
• Answering queries on Shareholding Disclosure regulation
• Attend meetings as a subject matter expert
• Liaise on system requirements
• Review and amend jurisdictional interpretation documents
• Work with internal partners on data sources and mapping requirements
• Contribute to the assessment of risk including through application of knowledge of DTRs and market insight
• Solid understanding of the different types of investment and how they relate to different disclosure regulations
• Detailed understanding and technical knowledge of shareholding disclosure such as DTR 5, UK Takeover Panel, Section 793 UK Companies Act within a financial organization (within compliance, operations, legal)
• Excellent verbal and written communication skills
• Strong attention to detail
• Excellent analytical, organisational, and time management skills
• Experience of using aopshere's Rulefinder service is preferred

About working for us

Our focus is to ensure we're inclusive every day, building an organisation that reflects modern society and celebrates diversity in all its forms. We want our colleagues to feel that they belong and can be their best, regardless of background, identity or culture. We're disability confident. So if you'd like reasonable adjustments to be made to our recruitment processes, just let us know.

Do you want to do outstanding work, that's exciting and makes a difference to millions of people. Join our journey!

We're driven by a clear purpose; helping Britain prosper. Our colleagues are passionate about making a difference to customers, businesses and communities.

We're focused on creating a values-led culture and are committed to building a workforce which reflects the diversity of the customers and communities we serve.

Together we're building a truly inclusive workplace where everyone is able to make a real difference!

If you're excited by the thought of becoming part of our team, get in touch. We'd love to hear from you.